Individuals Suspended for Failure to Comply with an Arbitration Award or Related Settlement or an Order of Restitution or Settlement Providing for Restitution Pursuant to FINRA Rule Services 9554

June 21, 2022
Izhar Shefer
(CRD#1759498)
Tucson, Arizona
FINRA Arbitration Case #17-02733

 

May 13, 2020
Karl Ronald Foust Jr. (CRD #1010291)
Scottsdale, Arizona
FINRA Arbitration Case #19-00258

 

January 13, 2020
Steven James Thrush (CRD #865485)
Tucson, Arizona
FINRA Arbitration Case #18-02600

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Financial Industry Regulatory Authority, Inc. (FINRA) is an independent, non-governmental regulator who oversees the people and firms that sell stocks, bonds, mutual funds and other securities to the public in the United States. They are authorized by Congress to protect investors. They do this by making sure the securities industry operates fairly and honestly with the public.