Luke Michael Johnson, Scottsdale, AZ, named in FINRA Complaint for Unsuitable Investment Recommendations to Customers
![Luke Michael Johnson, Scottsdale, AZ, named in FINRA Complaint for Unsuitable Investment Recommendations to Customers](https://sp-ao.shortpixel.ai/client/to_auto,q_glossy,ret_img,w_164,h_164/https://binghamlawaz.com/wp-content/uploads/2023/09/eggs-in-one-basket-1-164x164.jpg)
Todd Ray Anderson of Tucson Arizona Suspended from FINRA because of Unnecessary Sales Charges
![Todd Ray Anderson of Tucson Arizona Suspended from FINRA because of Unnecessary Sales Charges](https://sp-ao.shortpixel.ai/client/to_auto,q_glossy,ret_img,w_164,h_164/https://binghamlawaz.com/wp-content/uploads/2023/07/sales-charges-e1690330582480-164x137.jpg)
Steven M. Netzel of Gilbert Arizona Suspended from FINRA for FOUR Months
![Steven M. Netzel of Gilbert Arizona Suspended from FINRA for FOUR Months](https://sp-ao.shortpixel.ai/client/to_auto,q_glossy,ret_img,w_164,h_164/https://binghamlawaz.com/wp-content/uploads/2023/07/Unsuitable-Investments-Risk-e1690327314422-164x164.jpg)
Dan Edward Droeg Transferred over $878,000 From Trust’s Bank Account to His Own Bank Accounts
![Dan Edward Droeg Transferred over $878,000 From Trust’s Bank Account to His Own Bank Accounts](https://sp-ao.shortpixel.ai/client/to_auto,q_glossy,ret_img,w_164,h_164/https://binghamlawaz.com/wp-content/uploads/2022/07/bank-account-164x164.jpeg)
Dan Edward Droeg converted assets of a trust and then transferred over $878,000 from the trust’s bank account to his own bank accounts.
Read MorePhilip Anthony Riposo Barred For Providing Fictitious Account Statements
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Philip Anthony Riposo was terminated from his firm, United Planners’ Financial Services of America a Limited Partner, and barred from association with any FINRA member in all capacities.
Read MoreScott Wayne Reed of Scottsdale, AZ Allegedly “Selling Away”
![Scott Wayne Reed of Scottsdale, AZ Allegedly “Selling Away”](https://sp-ao.shortpixel.ai/client/to_auto,q_glossy,ret_img,w_164,h_164/https://binghamlawaz.com/wp-content/uploads/2021/01/selling-away-e1613010387341.jpeg)
Scott Wayne Reed, a stockbroker in Scottsdale, AZ, voluntary resigned on April 7, 2020 from Wells Fargo, following allegations of selling away.
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