William Edward Torrriente Jr. Barred from FINRA

William Edward Torrriente Jr. Barred from FINRA

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Dan Edward Droeg Transferred over $878,000 From Trust’s Bank Account to His Own Bank Accounts

Dan Edward Droeg Transferred over $878,000 From Trust’s Bank Account to His Own Bank Accounts

Dan Edward Droeg converted assets of a trust and then transferred over $878,000 from the trust’s bank account to his own bank accounts.

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Philip Anthony Riposo Barred For Providing Fictitious Account Statements

Philip Anthony Riposo Barred For Providing Fictitious Account Statements

Philip Anthony Riposo was terminated from his firm, United Planners’ Financial Services of America a Limited Partner, and barred from association with any FINRA member in all capacities.

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Deeproot Funds, LLC & Robert J. Mueller Charged by SEC in $58 MILLION INVESTMENT FRAUD

Deeproot Funds, LLC & Robert J. Mueller Charged by SEC in $58 MILLION INVESTMENT FRAUD

Bingham Law is investigating investments made in the deeproot funds.

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Scott Wayne Reed of Scottsdale, AZ Allegedly “Selling Away”

Scott Wayne Reed of Scottsdale, AZ Allegedly “Selling Away”

Scott Wayne Reed, a stockbroker in Scottsdale, AZ, voluntary resigned on April 7, 2020 from Wells Fargo, following allegations of selling away.

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SEC Charges EquiAlt LLC and Executives Brian Davison of Florida and Barry Rybicki of Arizona, with Defrauding more than 1,000 Investors of $170 Million

SEC Charges EquiAlt LLC and Executives Brian Davison of Florida and Barry Rybicki of Arizona, with Defrauding more than 1,000 Investors of $170 Million

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