Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h)

May 8, 2020
Robert Joseph Cacioppo (CRD #6205736)
Surprise, Arizona
FINRA Case #2019064813201


October 21, 2019
Edward Gonzales (CRD #6835629)
Mesa, Arizona
FINRA Case #2018060416601


December 14, 2018
Tabor Alan Barrick (CRD #4761986)
Flagstaff, Arizona
FINRA Case #2018057648401


October 23, 2018 – November 16, 2018
Francisco Javier Valenzuela (CRD #2786970)
Tucson, Arizona
FINRA Case #2018057266701


November 5, 2018
Scott Halbert Newbanks (CRD #1216623)
Lake Havasu City, Arizona
FINRA Case #2017055770101


July 9, 2018
Jeffrey Scott Cederberg (CRD #4557771)
Gold Canyon,  Arizona
FINRA Case #2018057570901


March 22, 2018
Randolph Lee Eddlemon  III (CRD #2285234)
Phoenix, Arizona
FINRA Case #2017055260401


* if the bar has been vacated, the date follows to bar date


Financial Industry Regulatory Authority, Inc. (FINRA) is an independent, non-governmental regulator who oversees the people and firms that sell stocks, bonds, mutual funds and other securities to the public in the United States. They are authorized by Congress to protect investors. They do this by making sure the securities industry operates fairly and honestly with the public.