Self Regulatory Organization (SRO)
An entity, such as FINRA, responsible for regulating its members through the adoption and enforcement of rules and regulations governing the business conduct of its members.
« Back to Glossary IndexPosted on Jan 30, 2015
An entity, such as FINRA, responsible for regulating its members through the adoption and enforcement of rules and regulations governing the business conduct of its members.
« Back to Glossary Index
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