David Joseph Escarcega of Phoenix, AZ Fined for Misrepresentations

Posted on May 24, 2016

David Joseph Escarcega of Phoenix, AZ was sanctioned by FINRA for intentionally making false misrepresentations or omissions to customers.  Read the FINRA Disciplinary Action Here on page...

MetLife Sanctioned $25M For Variable Annuity Activities

Posted on May 3, 2016

“…FINRA announced today that it has fined MetLife Securities, Inc. $20M and ordered it to pay $5M to customers for making negligent material misrepresentations and omissions on variable annuity replacement applications for tens of thousands of customers.” If you have a MetLife variable annuity and believe you were misled, call us today at 480.832.1922. Read Entire FINRA Article...

INVESTOR ALERT

Posted on Feb 24, 2016

A recent FINRA alert discusses how, “High-Yield CD Offers Can Be Bait for High-Commission Investments.”  This alert comes following a high number of calls to the Securities Help Line For Seniors.  Click here to read more.