Philip Anthony Riposo Barred For Providing Fictitious Account Statements
Philip Anthony Riposo, CRD #400056, Cave Creek, Arizona, without admitting or denying the findings, was terminated from his firm, United Planners’ Financial Services of America a Limited Partner, and barred from association with any FINRA member in all capacities. He was found and admitted to providing clients with fictitiously created account statements, as well as receiving and depositing checks from clients made out to Riposo’s doing-business-as (DBA) name, in violation of industry rules and regulations. FINRA CASE # 2022074280901
If you have lost money in investments with Philip Anthony Riposo, call Bingham Law at (480) 832-1922 to discuss recovery of your losses. Tony may be able to represent you in an arbitration action concerning this conduct.