Give Thanks!

Posted on Nov 21, 2017

The Law Office of Anthony B. Bingham, P.C. will be closed on Thursday, November 23rd and Friday, November 24th for Thanksgiving.  Remember to give thanks for all your blessings!

Wells Fargo Broker-Dealers to Pay $3.4 M in Restitution

Posted on Nov 13, 2017

FINRA has ordered Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC to pay more than $3.4 M in restitution to affected customers for unsuitable recommendations of volatility-linked exchange-traded products (ETPs) and related supervisory...

Thank You Veterans For Your Service

Posted on Nov 8, 2017

The Law Office of Anthony B. Bingham, P.C. will be closed on Friday, November 10th in observance of Veteran’s Day.

$13M in Fines and Restitution for Failure to Supervise UIT Sales

Posted on Nov 2, 2017