UNSUITABLE INVESTMENTS ATTORNEY

As an investor, you can be exposed to unnecessary risk if your financial planner, financial advisor, stockbroker, brokerage firm, or investment advisor (investment professional) recommends unsuitable investments. Your investment professional has an obligation to evaluate your investment goals and understand your risk tolerance before making any investment recommendations. After making their assessment based on your stated objectives, current financial conditions, and your risk tolerance, it is your investment professional’s responsibility to only recommend investments that are suitable for you.

Misconduct by your Financial Advisor may include:

  • Arizona Securities Law Violations

As an investor, you have a right to rely on the investment advice of your financial advisor or investment professional.  You have a right to feel comfortable that the advice you receive by these professionals is not the product of negligence or tainted by self-interest.  Those rights are violated when your interests are secondary to the financial gain of the broker.

If you believe you have lost money as a result of unsuitable investments by your investment professional, call Arizona Securities and Investment Fraud attorney Anthony Bingham at 480.832.1922. You may have a limited time window to assert your claim and file your complaint, so we encourage you to contact Bingham Law today.