BREACH OF FIDUCIARY DUTY ATTORNEY

Being a fiduciary means financial advisors are obligated to act in the best interest of the investors they serve. A breach of fiduciary duty occurs when your financial advisor neglects that obligation. A financial advisor does not have to act intentionally or be motivated by personal gain to have breached their fiduciary duty. A fiduciary’s actions must be free of conflicts of interest and self-dealing.

Misconduct by your Financial Advisor may include:

• Unsuitable Investments

• Negligence

• Arizona Securities Law Violations

• Breach of Contract

• Omissions / Misrepresentations

• Insider Trading / Embezzlement / Ponzi Schemes

• Churning / Excessive Trading

• Unauthorized Trades

• Failure to Supervise

• Frontrunning / Price & Market Manipulation

• Overconcentration

• Failure to Execute Trades

• Margin Account Abuse

If you believe you have lost money as a result of breach of fiduciary duty by your investment professional, call Arizona Securities and Investment Fraud attorney Anthony Bingham at 480.832.1922. You may have a limited time window to assert your claim and file your complaint, so we encourage you to contact Bingham Law today.