Financial Advisor & Investment Fraud

FINRA Arbitration Attorney, Anthony B. Bingham at Bingham Law represents investors who have lost money through financial advisor and investment fraud, misrepresentations, negligence and wrongdoing by others.  Often investors do not realize they have a legal claim against those persons who have unscrupulously taken their money.

FINRA Disciplinary and Other Actions

Securities/Investment Glossary

Misconduct by your Financial Advisor may include:

• • • Unsuitable Investments

• • • Negligence

• • • Breach of Fiduciary Duty

• • • Arizona Securities Law Violations

• • • Breach of Contract

• • • Omissions / Misrepresentations

• • • Insider Trading / Embezzlement / Ponzi Schemes

• • • Churning / Excessive Trading

• • • Unauthorized Trades

• • • Failure to Supervise

• • • Frontrunning / Price & Market Manipulation

• • • Overconcentration

• • • Failure to Execute Trades

• • • Margin Account Abuse

If you believe you or a loved one have suffered losses because your financial advisor or investment advisor acted against your best interests, it is important that you act quickly to preserve your claims.  Call Bingham Law today at 480.832.1922 to schedule your initial consultation.  Tony is dedicated to protecting investors who have lost money through fraud, misrepresentation, negligence and wrongdoing by others and is committed to assisting individual investors to recover losses and other damages caused by inappropriate actions of financial advisors, investment advisors and their firms.