Are you at RISK of becoming a Victim of Investment Fraud?

If you or your loved one’s financial well being has suffered as a result of actions taken by an investment professional, you or your loved one may be the victim of investment fraud or misconduct.

Investment fraud does not have to be the result of an investment professional acting intentionally dishonest or being motivated by personal gain. Misconduct by your investment professional can ultimately be considered fraudulent if any number of things occur.

Misconduct by your Investment Professional may include:

• • • Unsuitable Investments

• • • Negligence

• • • Breach of Fiduciary Duty

• • • Arizona Securities Law Violations

• • • Breach of Contract

• • • Omissions / Misrepresentations

• • • Insider Trading / Embezzlement / Ponzi Schemes

• • • Churning / Excessive Trading

• • • Unauthorized Trades

• • • Failure to Supervise

• • • Frontrunning / Price & Market Manipulation

• • • Overconcentration

• • • Failure to Execute Trades

• • • Margin Account Abuse

• • • Overconcentration

• • • Failure to Execute Trades

• • • Margin Account Abuse

If you believe you or a loved one have suffered losses because your stockbroker or investment advisor acted against your best interests, it is important that you act quickly to preserve your claims.  Call Bingham Law today at 480.832.1922 to schedule your initial consultation.  Tony is dedicated to protecting investors who have lost money through fraud, misrepresentation, negligence and wrongdoing by others and is committed to assisting individual investors to recover losses and other damages caused by inappropriate actions of stockbrokers, investment advisors and their firms.