Stockbroker & Investment Fraud

Bingham Law represents investors who have lost money through investment fraud, misrepresentations, negligence and wrongdoing by others.  Often investors do not realize they have a legal claim against those persons who have unscrupulously taken their money.  If you believe you have lost money due to wrongful conduct by someone else, contact us today for a consultation.

Have you or a loved one been the victim of investment fraud or misconduct?

Do you believe you might have, but are unsure how to tell?

Investment Fraud

Nothing can be more financially and emotionally devastating than to experience large losses in your investment account.  Many investors do not realize that investment firms and persons selling investments can be held liable for losses when they fail to carry out their responsibilities.

Misconduct by your Financial Advisor may include:

  • Misrepresentations and Omissions
  • Unsuitable Investments
  • Overconcentration
  • Churning (excess buying and selling)
  • Failure to Execute Trades
  • Failure to Supervise
  • Breach of Promise/Contract
  • Breach of Fiduciary Duty
  • Negligence
  • Margin Account Abuse
  • Registration Violations
  • Unauthorized Transactions

As an investor, you have a right to rely on the investment advice of your stockbroker or investment professional.  You have a right to feel comfortable that the advice you receive by these professionals is not the product of negligence or tainted by self-interest.  Those rights are violated when your interests are secondary to the financial gain of the broker.

I believe I’ve been a victim of investment fraud, now what?

If you believe you or a loved one have suffered losses because your stockbroker or investment advisor acted against your best interests, it is important that you act quickly to preserve your claims.  Call the Law Office of Anthony B. Bingham, P. C. today at 480.832.1922 to schedule your initial consultation.  Tony is dedicated to protecting investors who have lost money through fraud, misrepresentation, negligence and wrongdoing by others and is committed to assisting individual investors to recover losses and other damages caused by inappropriate actions of stockbrokers, investment advisors and their firms.