Oppenheimer & Co. Sanctioned $2.9 Million by FINRA

Oppenheimer & Co. Sanctioned $2.9 Million by FINRA

FINRA fined Oppenheimer & Co, Inc. $2.25 million and was ordered to pay more than $716,000 in restitution to customers for selling non-traditional ETF’s to customers without reasonable supervision and for recommending non-traditional ETF’s that were not suitable.  Read the entire FINRA News Release here.

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