JACOB GLICK DISCHARGED BY ADVANCED PRACTICE ADVISORS

INVESTMENT ADVISER REPRESENTATIVE, JACOB GLICK, OF ARIZONA was DISCHARGED by ADVANCED PRACTICE ADVISORS for FAILURE TO COMPLY with FIRM POLICIES AND PROCEDURES

According to the Securities and Exchange Commission (SEC) Investment Adviser Representative Public Disclosure Report (click on View Detailed Report), Jacob Glick, an Arizona-based IGA Capital LLC adviser, (CRD#5046356), was discharged on June 12, 2017 by his former employer, Advanced Practice Advisors, for failure to comply with firm policies and procedures.  The allegations by Advanced Practice Advisors, according to the report, were “Reckless disregard for determining client suitability, failure to remedy client exposure to speculative positions after compliance warnings, failure to comply with firm policies and Procedures.  Trading ahead of clients.”

Jacob Glick has been registered as an investment adviser in the securities industry for eight years.  Since June 26, 2017 he has been registered with IGA Capital LLC in Scottsdale, Arizona.  Previous registrations include Advanced Practice Advisors in La Quinta, Arizona;  JP Morgan Securities in Scottsdale, Arizona;  Chase Investment Services in Scottsdale, Arizona;  Walton Securities in Scottsdale, Arizona;  and Charles Schwab & Company in Phoenix, Arizona.

If you believe you have lost money investing with Jacob Glick, you may be able to recover your losses.  Contact the Law Office of Anthony B. Bingham, P.C. today at 480.832.1922 for a consultation.  Time to file your claim may be limited, so we encourage you to avoid delay.