Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h)

October 23, 2018 – November 16, 2018

Francisco Javier Valenzuela (CRD #2786970)

Tucson, Arizona

FINRA Case #2018057266701

 

November 5, 2018

Scott Halbert Newbanks (CRD #1216623)

Lake Havasu City, Arizona

FINRA Case #2017055770101

 

July 9, 2018

Jeffrey Scott Cederberg (CRD #4557771)

Gold Canyon,  Arizona

FINRA Case #2018057570901

 

March 22, 2018

Randolph Lee Eddlemon  III (CRD #2285234)

Phoenix, Arizona

FINRA Case #2017055260401

 

* if the bar has been vacated, the date follows to bar date

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Financial Industry Regulatory Authority, Inc. (FINRA) is an independent, non-governmental regulator who oversees the people and firms that sell stocks, bonds, mutual funds and other securities to the public in the United States. They are authorized by Congress to protect investors. They do this by making sure the securities industry operates fairly and honestly with the public.