Daniel C. Butterfield Ordered To Cease And Desist

Daniel C. Butterfield Ordered To Cease And Desist

Phoenix Real Estate Investor and Radio Host, Daniel C. Butterfield claims he is investing in, “…what we believe is the best opportunity for returns.  It’s Rocky Point,...

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Former Investment Advisor Richard Mark Schmerman Sentenced

Former Investment Advisor Richard Mark Schmerman Sentenced

 

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FINRA Sanctions Pending Review for Scottsdale Capital Advisors, John Hurry, Timothy DiBlasi and D Michael Cruz

FINRA Sanctions Pending Review for Scottsdale Capital Advisors, John Hurry, Timothy DiBlasi and D Michael Cruz

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John Christopher Oldham, Gold Canyon, AZ Suspended for 3 months from FINRA

John Christopher Oldham, Gold Canyon, AZ Suspended for 3 months from FINRA

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$13M in Fines and Restitution for Failure to Supervise UIT Sales

$13M in Fines and Restitution for Failure to Supervise UIT Sales

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3 Things to Know About Financial Designations

3 Things to Know About Financial Designations

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