SEC Charges EquiAlt LLC and Executives Brian Davison of Florida and Barry Rybicki of Arizona, with Defrauding more than 1,000 Investors of $170 Million
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Zachary Scott Wagner barred from FINRA for potential misuse of Customer Funds
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Matthew Leon White was barred from association with any FINRA member
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FARMER, PADGETT and TAYLOR Sanctioned by FINRA
The Office of Hearing Officers made a final decision in FINRA Case #2017053382401 on October 9, 2019. To read more about the Individuals Sanctioned visit here, page 22....
Read MoreFARMER, PADGETT and TAYLOR named in FINRA Complaint Alleging Undisclosed and Unapproved Outside Business Activity
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Robert Charles Torcivia Suspended and Fined by FINRA for Improper Fiduciary and Beneficiary Designations
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